Disclosure ID 300Publication Date: 11/03/2023 |
Summary | Issuer | Ultima Capital SA | | Reason for Disclosing | Exercise, Non-Excercice or Expiration of Derivative Holdings | Other | | Basis of Calculation | 5,909,922 | | Acquisition Positions | 1,620,220 (27.415 %) | | Disposal Positions | 0 (0.000 %) | | Date of Origination of the Reporting Obligation | 10/26/2023 | | | | Individual Shareholder | Beneficial Owner | - Max Hervé George, London, GB
| | Direct Shareholder | - ULT Partners 2 SCSp, 5 rue Guillaume Kroll L-1882, Luxembourg, LU
| | |
Comment - Reason for Disclosing | *On 26 October 2023, the parties to the Notes issued by Alpine 1 SCSp, Luxembourg (owned by Max Hervé George; see previous disclosure notices), agreed on an early Repayment in Kind thereof, which will result in the acquisition by Alpine Holding K ft. or one of its affiliates of all units in Alpine 2 SCSp, and indirectly of the 1,968,004 shares in Ultima Capital (33.30%) that are held by Alpine 2 SCSp. Completion of the Redemption in Kind is subject to certain conditions precedent and is expected to occur on 10 December 2023. | |
Purchase Positions Registered Shares
Number Of Shares |
Number of Voting Rights | | 0 | 0 | | Derivative Holdings | | Type of Rights | Numer of Rights | Number of Voting Rights | Percentage | ISIN | | Other | 9 | 1,620,220 | 27.415 % | - | | Comment: Mandatory convertible notes issued by Ultima Capital SA with an aggregate principal amount of CHF 75,000,000, redeemable in cash or, if not redeemed, convertible at the election of Ultima Capital SA into its shares at a conversion price of CHF 46.29 on 3 August 2028 (corresponding to 1,620,220 shares or 27.42%). | |
