Offenlegungsmeldung ID 443

Veröffentlichungsdatum: 03.11.2023

Zusammenfassung

Emittent Ultima Capital SA
Meldepflicht auslösender Sachverhalt Sonstige | Ausübung, Nichtasusübung oder Verfall von Beteiligungsderivaten
Berechnungsgrundlage 5'909'922
Erwerbspositionen 3'782'327 (64.000 %)
Veräusserungspositionen 0 (0.000 %)
Datum der Entstehung der Meldepflicht 26.10.2023

Einzelaktionär

Wirtschaftlich Berechtigter
  • Pallas Athene Domus Meriti Alapitvany, Budapest, HU
Direkter Aktionär
  • Alpine 2 SCSp, Luxembourg, Luxembourg; Alpine Holding Korlatolt Felelossegu Tarsasag, Budapest, HU
Bemerkung - Meldepflicht auslösender Sachverhalt
*On 26 October 2023, the parties to the Notes issued by Alpine 1 SCSp, Luxembourg (see previous disclosure notices), agreed on an early Repayment in Kind thereof, which will result in the acquisition by Alpine Holding or one of its affiliates of all units in Alpine 2 SCSp, and indirectly of the 1,968,004 shares in Ultima Capital (33.30%) that are held by Alpine 2 SCSp. Completion of the Redemption in Kind is subject to certain conditions precedent and is expected to occur on 10 December 2023.

Erwerbspositionen

Namenaktien
Anzahl Aktien
Anzahl Stimmrechte
1'968'004 1'968'004
Beteiligungsderivate
Art der Rechte Anzahl Rechte Anzahl Stimmrechte Prozent ISIN
Call-Option / Warrant 1 1'477'481 25.000 % -
Kommentar: On 1 June 2022, Alpine 2 SCSp entered into certain call option agreements with Byron Baciocchi and Kometa Holding SA (an entity fully held by Byron Baciocchi), respectively, granting Alpine 2 SCSp an option to purchase 1,477,481 shares in Ultima Capital SA (the "Options"). The Options are exercisable from 1 June 2022 until 31 March 2026 at a price of CHF 105.00 per share.
Andere 4 336'842 5.700 % -
Kommentar: Mandatory convertible notes issued by Ultima Capital SA with an aggregate principal amount of CHF 20,000,000, redeemable in cash or convertible, at the election of Ultima Capital SA, into its shares at a conversion price of CHF 59.375 on 22 June 2027 (corresponding to 336,842 shares of Ultima Capital SA).